Nuburu, Inc. — Director's Dealing 2023

Jul 20, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nuburu, Inc. (BURU)
CIK: 0001814215
Period of Report: 2023-07-18

Reporting Person: Knaley Brian (Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-07-18	Stock Option (right to buy)	$0.57	A	420000	Acquired	2033-07-18	Common Stock (420000)	Direct
2023-07-18	Stock Option (right to buy)	$0.57	A	345000	Acquired	2033-07-18	Common Stock (345000)	Direct

Footnotes

F1: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of July 18, 2023 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.

F2: The shares subject to the option shall vest in 36 equal monthly increments and become exercisable monthly from July 18, 2023 (the "Vesting Commencement Date"), and thereafter, such that 100% of the reported securities will be vested as of the third anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.