Nuburu, Inc. — Director's Dealing 2023

Aug 12, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nuburu, Inc. (BURU)
CIK: 0001814215
Period of Report: 2023-08-09

Reporting Person: Seldin David (10% Owner)
Reporting Person: Anzu Nuburu LLC (10% Owner)
Reporting Person: Anzu Nuburu II LLC (10% Owner)
Reporting Person: Anzu Nuburu III LLC (10% Owner)
Reporting Person: Anzu Nuburu V LLC (10% Owner)
Reporting Person: Anzu Partners LLC (10% Owner)
Reporting Person: David & Jennifer Michael Family Ltd Partnership (10% Owner)
Reporting Person: CST Global LLC (10% Owner)
Reporting Person: Haring-Smith Whitney (10% Owner)
Reporting Person: Herman Debrah (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-09	Common Stock	S	19777	$0.6815	Disposed	5645857	Direct
2023-08-09	Common Stock	S	7859	$0.6815	Disposed	2243562	Direct
2023-08-09	Common Stock	S	3615	$0.6815	Disposed	1031919	Direct
2023-08-09	Common Stock	S	2970	$0.6815	Disposed	847939	Direct
2023-08-09	Common Stock	S	983	$0.6815	Disposed	280487	Direct
2023-08-09	Common Stock	S	348	$0.6815	Disposed	99231	Direct
2023-08-09	Common Stock	S	201	$0.6815	Disposed	57476	Direct
2023-08-09	Common Stock	S	47	$0.6815	Disposed	13538	Direct
2023-08-09	Common Stock	S	24	$0.6815	Disposed	6768	Direct
2023-08-10	Common Stock	S	323586	$0.7408	Disposed	5322271	Direct
2023-08-10	Common Stock	S	128584	$0.7408	Disposed	2114978	Direct
2023-08-10	Common Stock	S	59142	$0.7408	Disposed	972777	Direct
2023-08-10	Common Stock	S	48597	$0.7408	Disposed	799342	Direct
2023-08-10	Common Stock	S	16075	$0.7408	Disposed	264412	Direct
2023-08-10	Common Stock	S	5687	$0.7408	Disposed	93544	Direct
2023-08-10	Common Stock	S	3294	$0.7408	Disposed	54182	Direct
2023-08-10	Common Stock	S	776	$0.7408	Disposed	12762	Direct
2023-08-10	Common Stock	S	388	$0.7408	Disposed	6380	Direct
2023-08-11	Common Stock	S	1325	$0.6934	Disposed	5320946	Direct
2023-08-11	Common Stock	S	527	$0.6934	Disposed	2114451	Direct
2023-08-11	Common Stock	S	242	$0.6934	Disposed	972535	Direct
2023-08-11	Common Stock	S	199	$0.6934	Disposed	799143	Direct
2023-08-11	Common Stock	S	66	$0.6934	Disposed	264346	Direct
2023-08-11	Common Stock	S	23	$0.6934	Disposed	93521	Direct
2023-08-11	Common Stock	S	13	$0.6934	Disposed	54169	Direct
2023-08-11	Common Stock	S	3	$0.6934	Disposed	12759	Direct
2023-08-11	Common Stock	S	2	$0.6934	Disposed	6378	Direct

Footnotes

F1: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.

F2: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F3: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F4: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F5: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F6: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F7: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F8: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F9: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F10: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F12: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.