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Nuburu, Inc. — Director's Dealing 2023
Sep 1, 2023
35022_dirs_2023-09-01_20b366c7-0959-4f41-8c16-fb1c57593d34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nuburu, Inc. (BURU)
CIK: 0001814215
Period of Report: 2023-08-31
Reporting Person: BOLTON JOHN R (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-31 | Stock Option (right to buy) | $0.389 | A | 41667 | Acquired | 2033-08-31 | Common Stock (41667) | Direct |
| 2023-08-31 | Stock Option (right to buy) | $0.389 | A | 20000 | Acquired | 2033-08-31 | Common Stock (20000) | Direct |
| 2023-09-01 | Stock Option (right to buy) | $0.4542 | A | 50000 | Acquired | 2033-09-01 | Common Stock (50000) | Direct |
Footnotes
F1: The shares subject to this stock option are subject to service-based vesting requirements. 1/10th of the shares subject to the option shall vest and become exercisable on the first day of each month following August 31, 2023 beginning on October 1, 2023 such that 100% of the shares subject to this stock option will be vested on the one-year anniversary of Nuburu, Inc. 2023 annual general meeting of stockholders, subject to the Report Person remaining a service provider through each such vesting date.
F2: The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following June 16, 2023 beginning on July 1, 2023 such that 100% of the shares subject to this stock option will be vested on June 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.
F3: The shares subject to this stock option are subject to service-based vesting requirements. 1/24th of the shares subject to the option shall vest and become exercisable on the first day of each month following September 1, 2023 (the "Vesting Commencement Date") beginning on October 1, 2023 such that 100% of the shares subject to this stock option will be vested on the two-year anniversary of the Vesting Commencement Date, subject to the Report Person remaining a service provider through each such vesting date.