Nuburu, Inc. — Director's Dealing 2023

Sep 27, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nuburu, Inc. (BURU)
CIK: 0001814215
Period of Report: 2023-09-25

Reporting Person: Nicol Ronald Lee (Director, Executive Chairman)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-25	Stock Option (right to buy)	$0.323	A	2160000	Acquired	2033-09-25	Common Stock (2160000)	Direct

Footnotes

F1: The shares subject to this stock option are subject to service-based vesting requirements. 1/24th of the shares subject to the option shall vest and become exercisable each month following the Exercisable Date, such that 100% of the shares subject to this stock option will be vested October 25, 2025, subject to the Reporting Person remaining a service provider through each such vesting date.