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Nuburu, Inc. Director's Dealing 2020

Sep 5, 2020

35022_dirs_2020-09-04_0a941863-ae7f-452a-8b74-bc029065e42c.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Tailwind Acquisition Corp. (TWND)
CIK: 0001814215
Period of Report: 2020-09-03

Reporting Person: Tailwind Sponsor LLC (10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B common stock $ Class A common stock (8625000) Direct

Footnotes

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248113) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: The shares of Class B common stock beneficially owned by the reporting person include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriter of the initial public offering of the issuer's securities does not exercise in full its over-allotment option, as described in the issuer's registration statement.

F3: Philip Krim controls the reporting person, and as such has voting and investment discretion with respect to the securities held by the the reporting person and may be deemed to have beneficial ownership of the securities held directly by the reporting person.