AI assistant
NPK International Inc. — Director's Dealing 2017
May 17, 2017
32263_dirs_2017-05-17_33ac0d96-2c61-4199-8b19-b2a70e69b43d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWPARK RESOURCES INC (NR)
CIK: 0000071829
Period of Report: 2017-05-15
Reporting Person: Howes Paul L (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-15 | Common Stock | S | 61140 | $7.9377 | Disposed | 502625 | Direct |
| 2017-05-15 | Common Stock | M | 47909 | $7.82 | Acquired | 550534 | Direct |
| 2017-05-15 | Common Stock | S | 47909 | $8.0107 | Disposed | 502625 | Direct |
| 2017-05-16 | Common Stock | M | 32091 | $7.82 | Acquired | 534716 | Direct |
| 2017-05-16 | Common Stock | S | 32091 | $7.9035 | Disposed | 502625 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-15 | Non-Qualified Stock Option (right to buy) | $7.82 | M | 47909 | Disposed | 2017-06-11 | Common Stock (47909) | Direct |
| 2017-05-16 | Non-Qualified Stock Option (right to buy) | $7.82 | M | 32091 | Disposed | 2017-06-11 | Common Stock (0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25000 | Indirect |
Footnotes
F1: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.85 to $8.15, inclusive.
F3: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person in order to exercise an option grant which is expiring on June 11, 2017.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.15, inclusive.
F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.905, inclusive.
F6: The options become exercisable in increments of one-third of the shares each year.