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NOVONIX Ltd Share Issue/Capital Change 2019

Dec 16, 2019

33557_rns_2019-12-16_4ea42651-295c-48b6-807a-b1918ce5e578.pdf

Share Issue/Capital Change

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ASX ANNOUNCEMENT (ASX: NVX ) 17 December 2019

EXPIRY OF UNLISTED OPTIONS

NOVONIX Limited (ASX: NVX) wishes to advise that 560,000 unlisted options have expired and are now cancelled.

Below is an updated capital structure of the Company.

Number Class
Number and class of all securities 128,137,680 Fully paid ordinary shares
quoted on ASX
Number and class of all securities not 6,000,000 Unlisted options exercisable at $0.74
quoted on ASX expiring on cessation of employment
450,000 Unlisted options exercisable at $0.60
expiring 7/4/2020.
450,000 Unlisted options exercisable at $0.90
expiring 14/7/2022.
250,000 Unlisted options exercisable at $0.80
expiring 14/7/2020.
250,000 Unlisted options exercisable at $0.95
expiring 14/7/2020.
250,000 Unlisted options exercisable at $1.10
expiring 14/7/2020.
5,000,000 Unlisted options exercisable at $0.66
expiring 1 July 2021.
200,000 Unlisted options exercisable at
$0.785 expiring 13/2/2023.
160,000 Unlisted options exercisable at $0.55
expiring 2/11/2023.
40,000 Unlisted options exercisable at $0.55
expiring 6/12/2023
1,500,000 Unlisted options exercisable at $0.80
expiring on cessation of
employment.

NOVONIX Limited (ASX: NVX) ACN 157 690 830 GPO Box 525 Brisbane Qld 4001,AUSTRALIA

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316,666 Unlisted options exercisable at $0.90
expiring 6/3/2023
316,667 Unlisted options exercisable at $1.20
expiring 6/3/2023.
316,667 Unlisted options exercisable at $1.40
expiring 6/3/2023.
500,000 Unlisted options exercisable at $0.70
expiring 29/8/2023.
500,000 Unlisted options exercisable at $0.90
expiring 29/8/2023.
500,000 Unlisted options exercisable at $1.20
expiring 29/8/2023.
500,000 Unlisted options exercisable at $1.40
expiring 29/8/2023.
17,250,000 Unlisted options exercisable at $0.80
expiring 12/03/2022.
10,000,000 Unlisted options exercisable at $0.80
expiring 5/08/2022.
15,000,000 Unlisted options exercisable at $0.50
expiring on cessation of
employment.
750,000 Unlisted options exercisable at $0.50
expiring on cessation of
employment.
16,000,000 Unlisted options exercisable at $0.50
expiring 5/8/2024.
895,833 Performance rights
750,000 Performance rights expiring
1/1/2025.
1,750,000 Performance rights expiring 5 years
after vesting.
9,166,667 Loan notes ($0.60)
27,250,000 Loan notes ($.040)

NOVONIX Limited (ASX: NVX) ACN 157 690 830 GPO Box 525 Brisbane Qld 4001,AUSTRALIA

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Signed for and on behalf of NOVONIX Limited:

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Suzanne Yeates Company Secretary NOVONIX Limited

NOVONIX Limited (ASX: NVX) ACN 157 690 830 GPO Box 525 Brisbane Qld 4001,AUSTRALIA