NOVONIX Ltd — Regulatory Filings 2020

Oct 29, 2020

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Graphite Graphite

10 µm

SC-622 SC 622

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July – September 2020

Agreements with Battery Makers

• Provided an update on leadership transition

• Dr. Chris Burns appointed as Group CEO

• Nick Liveris appointed as Group CFO

• Trevor St. Baker AO appointed as Non-Executive Director

• NVX added to ASX All Technology Index

• Presented at ASX Small and Mid-Cap Conference

• Released announcement on Tesla Battery Day implications for NOVONIX

• OCTQX listing on 26 September 2020

• Launched Investor Newsletter

• Cash balance as at 30 September 2020: $33,389,000

SANYO Electric Co., Ltd. a subsidiary of Panasonic Corporation of Japan

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ASX: NVX OTCQX: NVNXF

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July – September 2020

• Mass production line operational after commissioning and optimization

• Samsung SDI Contract Update

• Multiple scheduled deliveries over the next 6 months

• Cell mass production at Samsung SDI with PUREgraphite material scheduled to commence April 2021

• Sanyo MOU Update

• Mass production samples to be evaluated now with production line operational

• Customer Development

• Samples issued to other prospective customers under confidentiality agreements

• New engagements with cell manufacturers, auto OEMs (Original Equipment Manufacturers) and ESS (Energy Storage Systems) focused companies

• Product and Technology Development

• Leveraging established relationships with supply chain partners

• Continued product development with improved materials produced at pilot scale on test at Novonix BTS

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ASX: NVX

OTCQX: NVNXF

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July – September 2020

• Continued work with Dr. Mark Obrovac’s group at Dalhousie and internal team on new IP generation

• Pilot scale cathode equipment and analytical lab on track to be running by end of CY2020 as initially planned

• Working with potential lithium suppliers (Lake Resources and others) in the process expanding on precursor production and final cathode production

• Focus of technical work:

• High Nickel Cathode Materials, Including Cobalt-Free

• Dopant and Coatings for Improved Performance

• Single Crystal Cathode (SCC) and Polycrystalline Cathode Processes

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Metal Oxide Inputs
(Ni, Mn, Co, Al, etc.)
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Metal Oxide Inputs
(Ni, Mn, Co, Al, etc.)
10 µm DPMG Processing
SC-622
Sintering
Cell Production
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Cell Production
Cell Testing
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ASX: NVX OTCQX: NVNXF

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CORPORATE

• Chairman:

• Group CEO: Dr Chris Burns

Tony Bellas Dr Chris Burns Email: tony@novonixgroup.com Email: chris@novonixgroup.com

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OPERATIONS
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BTS - Bedford, Nova Scotia, CANADA

177 Bluewater Road, Bedford, NS B4B 1H1, Canada

• Company Secretary and Financial • Group CFO: Controller: Nick Liveris Suzanne Yeates Email: nick@novonixgroup.com

Email: suzie@novonixgroup.com

PUREgraphite - Chattanooga, Tennessee, USA

Send all investor queries to: IR@novonixgroup.com

353 Corporate Place, Chattanooga, TN, 37419, USA

This announcement has been authorised for release to the ASX by the Chairman, Tony Bellas.

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ASX: NVX OTCQX: NVNXF

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Management

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Suzanne Yeates
Dr Chris Burns Nick Liveris Admiral Robert J. Natter
Group Financial Controller and
Group CEO Group CFO Executive Director
Company Secretary
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Board of Directors
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Greg Baynton Non-Executive Director

Tony Bellas Chairman and Non-Executive Director

Robert Cooper Andrew N. Liveris AOAndrew N. Liveris AO Admiral Robert J. Natter Non-Executive Director Non-Executive DirectorNon-Executive Director Executive Director

Trevor St Baker AO Non-Executive Director

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ASX: NVX

OTCQX: NVNXF

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