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Nova Minerals Ltd — Major Shareholding Notification 2016
Jan 14, 2016
34115_rns_2016-01-14_3ce90346-cd26-4f43-9db6-dc5047f0072c.pdf
Major Shareholding Notification
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603 GUIDE page 1/2 28[th] October 2015
Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To:Company Name/Scheme | QUANTUM | QUANTUM | QUANTUM | RESOURCES LIMITED | RESOURCES LIMITED | RESOURCES LIMITED | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ACN/ARSN | 84 006 690 | 348 | |||||||||||||||
| 1. Details of substantial holder (1) | |||||||||||||||||
| Name | Mr Jason | Peterson | |||||||||||||||
| ACN/ARSN (if applicable) | n/a | ||||||||||||||||
| The holder became a substantial holder on | 28 | / | Sep / |
2015 | |||||||||||||
| 2. Details of voting power | |||||||||||||||||
| The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a | |||||||||||||||||
| relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: | |||||||||||||||||
| Class of securities(4) | Number of securities | Person’s votes(5) | **Voting ** | power(6) | |||||||||||||
| Ordinaryfully paid(O.F.P.) | 12,269,231 | 12,269,231 | 8.51% | ||||||||||||||
| 3. Details of relevant interests | |||||||||||||||||
| The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as | |||||||||||||||||
| follows: | |||||||||||||||||
| Holder of relevant | interest | Nature | of relevant | interest (7) | Class and number of securities |
||||||||||||
| Celtic Capital P/L | Celtic Capital | P/L <Celtic Capital No | 2 A/C> | 7,000,000 | |||||||||||||
| Mr Jason Peterson &Mrs Lisa Peterson <J & L Peterson | S/F A/C> | Mr Jason Peterson &Mrs Lisa Peterson | 5,269,231 | ||||||||||||||
| 4. Details of present registered holders | |||||||||||||||||
| The persons registered as holders of the securities referred to in paragraph 3 above are as follows: | |||||||||||||||||
| Holders of relevant | Registered holder of | Person entitled to be | Class and | ||||||||||||||
| interest | Securities | registered as a holder (8) | number | ||||||||||||||
| of securities | |||||||||||||||||
| Celtic Capital P/L | Celtic Capital P/L | Celtic Capital P/L | 7,000,000 | ||||||||||||||
| Mr Jason Peterson &Mrs Lisa Peterson Peterson S/F A/C> | Mr Jason Peterson &Mrs Lisa Peterson S/F A/C> |
Peterson <J & L | Mr Jason Peterson &Mrs Lisa Peterson Peterson S/F A/C> |
<J & L | 5,269,231 | ||||||||||||
| 5. Consideration | |||||||||||||||||
| The consideration paid for each relevant interest referred to in paragraph 3 above, and | acquired | in | the four month s prior to the day that the substantial holder became | ||||||||||||||
| a substantial holder is as follows: | |||||||||||||||||
| Holder of relevant interest | Date | of acquisition | Consideration (9) | Class and number of securities | |||||||||||||
| Cash | Non-cash | ||||||||||||||||
| Celtic Capital P/L | Various | Security for | 7,000,000 | ||||||||||||||
| loan facility | |||||||||||||||||
| Mr Jason Peterson &Mrs Lisa Peterson <J & L Peterson | S/F A/C> | 24/09/2015 | $75,000.00 | 5,269,231 | |||||||||||||
6. Associates
603 GUIDE page 2/2 28[th] October 2015
The reasons the person named in paragraph 3 above and associates of the substantial holder are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| Celtic Capital P/L | Director |
| Mr Jason Peterson &Mrs Lisa Peterson | Trustee |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Celtic Capital P/L | C/- PO Box Z5467, Perth St Georges Terrace, Perth WA 6831 |
| Mr Jason Peterson &Mrs Lisa Peterson | C/- PO Box Z5467, Perth St Georges Terrace, Perth WA 6831 |
Signature
| print name sign here |
Mr Jason Peterson capacity Director |
|---|---|
| date 28 / October / 2015 |
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