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Nova Minerals Ltd Major Shareholding Notification 2016

Jan 14, 2016

34115_rns_2016-01-14_e0c595eb-dceb-469d-96a0-0b815584ca63.pdf

Major Shareholding Notification

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Notice of change of interests of substantial holder

Form 604 Corporations Law 2001 Section 671B

To: QUANTUM RESOURCES LIMITED ACN 006 690 348

1. Details of substantial shareholders

Mr Jason Peterson

  • There were changes in the interests of the substantial holder between 13 November 2015 and 22 December 2015

  • The previous notice was given to the Company on 14 January 2016

  • The previous notice was dated 28 October 2015

2. Previous and present voting power

The total number of votes attached to all the voting shares in the Company or voting interests in the scheme that the substantial holder or an associate had a relevant interest when last required, and when now required, to give a substantial holding notice to the Company or scheme, are as follows:

Previous notice Present notice
Class of securities
Person’s votes Voting power Person’s votes Voting power
OrdinaryShares 12,9269,231 8.51% 10,250,001 6.10%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the Company or scheme, since the substantial holder was last required to give a substantial holding notice to the Company or scheme are as follows:

Person whoserelevant interestchanged Considerationgiven inrelation tochange Class andnumber ofsecuritiesaffected
Date ofchange Nature of change Person’s votesaffected
Various Mr Jason Peterson& Mrs Lisa Peterson<J & L Peterson S/FA/C> On market sales $131,725.10 2,269,230ordinaryshares Mr JasonPeterson
Celtic Capital PtyLtd <Celtic CapitalNo 2 A/C> 1,250,000ordinaryshares
Various Mr JasonPeterson
On market sales $94,736.00
24November2015 Celtic Capital PteLtd <Investment 1A/C> On marketpurchase $85,000.00 1,000,000ordinaryshares Mr JasonPeterson
Mr Jason Peterson& Mrs Lisa Peterson<J & L Peterson S/FA/C>
Dilution of interestafter two issues of12,000,000 sharesin Quantum underplacements on 17November 2015and 26 November2015 respectively
17 and 26November2015 10,250,001ordinaryshares
Celtic Capital PtyLtd <Celtic CapitalNo 2 A/C> Mr JasonPeterson
N/A
Celtic Capital PteLtd <Investment 1A/C>

Notice of change of interests of substantial holder

Form 604 Corporations Law 2001 Section 671B

4. Present Relevant Interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder ofrelevantinterest Registeredholder ofsecurities Person entitledto beregistered asholder Nature of relevantinterest Class andnumber ofsecurities Person’svotes
Mr Jason Mr Jason
Mr JasonPeterson Peterson & MrsLisa Peterson<J & L Peterson Peterson & MrsLisa Peterson<J & L Peterson Joint registered holder 3,500,001ordinary shares 3,500,001
S/F A/C> S/F A/C>
Celtic CapitalPty Ltd <CelticCapital No 2A/C> Celtic CapitalPty Ltd <CelticCapital No 2 Celtic CapitalPty Ltd <CelticCapital No 2 Registered holder 5,750,000ordinary shares 5,750,000
Mr JasonPeterson A/C> A/C> Director of registeredholder
Celtic Capital
Pte Ltd<Investment 1A/C> Celtic CapitalPte Ltd<Investment 1 Celtic CapitalPte Ltd<Investment 1 Registered holder 1,000,000ordinary shares 1,000,000
Mr Jason A/C> A/C> Director of registered
Peterson holder

5. Changes In Association

The persons who have become associates of, ceased to be associates of, or have changes the nature of their association with, the substantial holder in relation to voting interests in the Company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Mr Jason Peterson & MRs Lisa Peterson<J &L PetersonS/F A/C> C/O PO Box Z5467, St Georges Tce, Perth WA 6831
Celtic Capital Pty Ltd <Celtic Capital No 2A/C> C/O PO Box Z5467, St Georges Tce, Perth WA 6831
Celtic Capital PteLtd <Investment1 A/C> C/O PO Box Z5467,St Georges Tce,Perth WA 6831

Dated 15 January 2016

Authorised for electronic lodgement by Mr Jason Peterson