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Nova Minerals Ltd — Major Shareholding Notification 2016
Jan 14, 2016
34115_rns_2016-01-14_e0c595eb-dceb-469d-96a0-0b815584ca63.pdf
Major Shareholding Notification
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Notice of change of interests of substantial holder
Form 604 Corporations Law 2001 Section 671B
To: QUANTUM RESOURCES LIMITED ACN 006 690 348
1. Details of substantial shareholders
Mr Jason Peterson
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There were changes in the interests of the substantial holder between 13 November 2015 and 22 December 2015
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The previous notice was given to the Company on 14 January 2016
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The previous notice was dated 28 October 2015
2. Previous and present voting power
The total number of votes attached to all the voting shares in the Company or voting interests in the scheme that the substantial holder or an associate had a relevant interest when last required, and when now required, to give a substantial holding notice to the Company or scheme, are as follows:
| Previous notice | Present notice | |||
| Class of securities | ||||
| Person’s votes | Voting power | Person’s votes | Voting power | |
| OrdinaryShares | 12,9269,231 | 8.51% | 10,250,001 | 6.10% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the Company or scheme, since the substantial holder was last required to give a substantial holding notice to the Company or scheme are as follows:
| Person whoserelevant interestchanged | Considerationgiven inrelation tochange | Class andnumber ofsecuritiesaffected | |||
|---|---|---|---|---|---|
| Date ofchange | Nature of change | Person’s votesaffected | |||
| Various | Mr Jason Peterson& Mrs Lisa Peterson<J & L Peterson S/FA/C> | On market sales | $131,725.10 | 2,269,230ordinaryshares | Mr JasonPeterson |
| Celtic Capital PtyLtd <Celtic CapitalNo 2 A/C> | 1,250,000ordinaryshares | ||||
| Various | Mr JasonPeterson | ||||
| On market sales | $94,736.00 | ||||
| 24November2015 | Celtic Capital PteLtd <Investment 1A/C> | On marketpurchase | $85,000.00 | 1,000,000ordinaryshares | Mr JasonPeterson |
| Mr Jason Peterson& Mrs Lisa Peterson<J & L Peterson S/FA/C> | |||||
| Dilution of interestafter two issues of12,000,000 sharesin Quantum underplacements on 17November 2015and 26 November2015 respectively | |||||
| 17 and 26November2015 | 10,250,001ordinaryshares | ||||
| Celtic Capital PtyLtd <Celtic CapitalNo 2 A/C> | Mr JasonPeterson | ||||
| N/A | |||||
| Celtic Capital PteLtd <Investment 1A/C> | |||||
Notice of change of interests of substantial holder
Form 604 Corporations Law 2001 Section 671B
4. Present Relevant Interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registeredholder ofsecurities | Person entitledto beregistered asholder | Nature of relevantinterest | Class andnumber ofsecurities | Person’svotes |
|---|---|---|---|---|---|
| Mr Jason | Mr Jason | ||||
| Mr JasonPeterson | Peterson & MrsLisa Peterson<J & L Peterson | Peterson & MrsLisa Peterson<J & L Peterson | Joint registered holder | 3,500,001ordinary shares | 3,500,001 |
| S/F A/C> | S/F A/C> | ||||
| Celtic CapitalPty Ltd <CelticCapital No 2A/C> | Celtic CapitalPty Ltd <CelticCapital No 2 | Celtic CapitalPty Ltd <CelticCapital No 2 | Registered holder | 5,750,000ordinary shares | 5,750,000 |
| Mr JasonPeterson | A/C> | A/C> | Director of registeredholder | ||
| Celtic Capital | |||||
| Pte Ltd<Investment 1A/C> | Celtic CapitalPte Ltd<Investment 1 | Celtic CapitalPte Ltd<Investment 1 | Registered holder | 1,000,000ordinary shares | 1,000,000 |
| Mr Jason | A/C> | A/C> | Director of registered | ||
| Peterson | holder |
5. Changes In Association
The persons who have become associates of, ceased to be associates of, or have changes the nature of their association with, the substantial holder in relation to voting interests in the Company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mr Jason Peterson & MRs Lisa Peterson<J &L PetersonS/F A/C> | C/O PO Box Z5467, St Georges Tce, Perth WA 6831 |
| Celtic Capital Pty Ltd <Celtic Capital No 2A/C> | C/O PO Box Z5467, St Georges Tce, Perth WA 6831 |
| Celtic Capital PteLtd <Investment1 A/C> | C/O PO Box Z5467,St Georges Tce,Perth WA 6831 |
Dated 15 January 2016
Authorised for electronic lodgement by Mr Jason Peterson