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Nova Minerals Ltd Major Shareholding Notification 2016

Oct 25, 2016

34115_rns_2016-10-25_2c0153c1-77f4-410f-b8bf-bdc1403ae18c.pdf

Major Shareholding Notification

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604 page1/2 25[th] October 2016

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To:Company Name/Scheme
QUANTUM RESOURCES LIMITED
ACN/ARSN
84 006 690 348
1. Details of substantial holder (1)
Name
Mr Jason Peterson
ACN/ARSN (if applicable)
n/a
There was a change in the interests of the
substantial holder on
06
/
10
/
2016
The previous notice was given to the company on
17
/
05
/
2016
The previous notice was dated
17
/
05
/
2016
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person’s votes
Voting power(5)
Person’s votes
Voting power(5)
Ordinary fully paid (O.F.P.)
12,024,280
7.28%
11,899,279
6.29%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme as follows:
Date of
change
Person whose
relevant interest changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person’s votes
affected
06/10/2016
Mr J & L Peterson S/F A/C>
Convertible Loan
$30,000.00
1,500,000
1,500,000
various
Mr J & L Peterson S/F A/C>
various on Market
Purchase
$17,181.51
1,000,000
1,000,000
various
Mr J & L Peterson S/F A/C>
various on Market
Sales
($90,600.93)
(3,475,001)
(3,475,001)
various
Celtic Capital Pte Ltd

various on Market
Purchase
$6,300.00
350,000
350,000
06/10/2016
Celtic Capital Pty Ltd

Convertible Loan
$30,000.00
1,500,000
1,500,000
06/10/2016
Celtic Capital Pty Ltd

On Market Sales
($31,000.00)
(1,000,000)
(1,000,000)
To:Company Name/Scheme
QUANTUM RESOURCES LIMITED
ACN/ARSN
84 006 690 348
1. Details of substantial holder (1)
Name
Mr Jason Peterson
ACN/ARSN (if applicable)
n/a
There was a change in the interests of the
substantial holder on
06
/
10
/
2016
The previous notice was given to the company on
17
/
05
/
2016
The previous notice was dated
17
/
05
/
2016
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person’s votes
Voting power(5)
Person’s votes
Voting power(5)
Ordinary fully paid (O.F.P.)
12,024,280
7.28%
11,899,279
6.29%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme as follows:
Date of
change
Person whose
relevant interest changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person’s votes
affected
06/10/2016
Mr J & L Peterson S/F A/C>
Convertible Loan
$30,000.00
1,500,000
1,500,000
various
Mr J & L Peterson S/F A/C>
various on Market
Purchase
$17,181.51
1,000,000
1,000,000
various
Mr J & L Peterson S/F A/C>
various on Market
Sales
($90,600.93)
(3,475,001)
(3,475,001)
various
Celtic Capital Pte Ltd

various on Market
Purchase
$6,300.00
350,000
350,000
06/10/2016
Celtic Capital Pty Ltd

Convertible Loan
$30,000.00
1,500,000
1,500,000
06/10/2016
Celtic Capital Pty Ltd

On Market Sales
($31,000.00)
(1,000,000)
(1,000,000)
QUANTUM RESOURCES LIMITED
84 006 690 348
Mr Jason Peterson
n/a
Date of
change
Person whose
relevant interest changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person’s votes
affected
06/10/2016 Mr J & L Peterson S/F A/C> Convertible Loan $30,000.00 1,500,000 1,500,000
various Mr J & L Peterson S/F A/C> various on Market
Purchase
$17,181.51 1,000,000 1,000,000
various Mr J & L Peterson S/F A/C> various on Market
Sales
($90,600.93) (3,475,001) (3,475,001)
various Celtic Capital Pte Ltd
various on Market
Purchase
$6,300.00 350,000 350,000
06/10/2016 Celtic Capital Pty Ltd
Convertible Loan $30,000.00 1,500,000 1,500,000
06/10/2016 Celtic Capital Pty Ltd
On Market Sales ($31,000.00) (1,000,000) (1,000,000)

4. Present relevant interest Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered
holder of
securities
Person entitled to be
registered as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person’s votes
Mr J & L Peterson S/F A/C> Mr J & L Peterson S/F A/C> Mr J & L Peterson S/F A/C> Direct 3,400,000 3,400,000
Celtic Capital Pty Ltd
Celtic Capital Pty Ltd
>
Celtic Capital Pty Ltd
Direct 6,149,279 6,149,279
Celtic Capital Pte Ltd
Celtic Capital Pte Ltd
Celtic Capital Pte Ltd
Direct 2,350,000 2,350,000

6. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable) Nature of association
Mr J & L Peterson Trustee
Celtic Capital Pty Ltd Director
Celtic Capital Pte Ltd Director

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Mr J & L Peterson C/O PO Box Z5467, St Georges Tce, Perth WA 6831
Celtic Capital Pty Ltd C/O PO Box Z5467, St Georges Tce, Perth WA 6831
Celtic Capital Pte Ltd C/O PO Box Z5467, St Georges Tce, Perth WA 6831

Signature

print name Mr Jason Peterson capacity Director & Trustee
sign here date 25 / 10 / 2016