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Nova Minerals Ltd — Major Shareholding Notification 2016
Oct 25, 2016
34115_rns_2016-10-25_2c0153c1-77f4-410f-b8bf-bdc1403ae18c.pdf
Major Shareholding Notification
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604 page1/2 25[th] October 2016
Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
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| Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
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| To:Company Name/Scheme QUANTUM RESOURCES LIMITED ACN/ARSN 84 006 690 348 1. Details of substantial holder (1) Name Mr Jason Peterson ACN/ARSN (if applicable) n/a There was a change in the interests of the substantial holder on 06 / 10 / 2016 The previous notice was given to the company on 17 / 05 / 2016 The previous notice was dated 17 / 05 / 2016 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power(5) Person’s votes Voting power(5) Ordinary fully paid (O.F.P.) 12,024,280 7.28% 11,899,279 6.29% 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Person’s votes affected 06/10/2016 Mr J & L Peterson S/F A/C> Convertible Loan $30,000.00 1,500,000 1,500,000 various Mr J & L Peterson S/F A/C> various on Market Purchase $17,181.51 1,000,000 1,000,000 various Mr J & L Peterson S/F A/C> various on Market Sales ($90,600.93) (3,475,001) (3,475,001) various Celtic Capital Pte Ltd various on Market Purchase $6,300.00 350,000 350,000 06/10/2016 Celtic Capital Pty Ltd Convertible Loan $30,000.00 1,500,000 1,500,000 06/10/2016 Celtic Capital Pty Ltd On Market Sales ($31,000.00) (1,000,000) (1,000,000) |
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| To:Company Name/Scheme QUANTUM RESOURCES LIMITED ACN/ARSN 84 006 690 348 1. Details of substantial holder (1) Name Mr Jason Peterson ACN/ARSN (if applicable) n/a There was a change in the interests of the substantial holder on 06 / 10 / 2016 The previous notice was given to the company on 17 / 05 / 2016 The previous notice was dated 17 / 05 / 2016 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power(5) Person’s votes Voting power(5) Ordinary fully paid (O.F.P.) 12,024,280 7.28% 11,899,279 6.29% 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Person’s votes affected 06/10/2016 Mr J & L Peterson S/F A/C> Convertible Loan $30,000.00 1,500,000 1,500,000 various Mr J & L Peterson S/F A/C> various on Market Purchase $17,181.51 1,000,000 1,000,000 various Mr J & L Peterson S/F A/C> various on Market Sales ($90,600.93) (3,475,001) (3,475,001) various Celtic Capital Pte Ltd various on Market Purchase $6,300.00 350,000 350,000 06/10/2016 Celtic Capital Pty Ltd Convertible Loan $30,000.00 1,500,000 1,500,000 06/10/2016 Celtic Capital Pty Ltd On Market Sales ($31,000.00) (1,000,000) (1,000,000) |
QUANTUM RESOURCES LIMITED | |||||||||
| 84 006 690 348 | ||||||||||
| Mr Jason Peterson | ||||||||||
| n/a | ||||||||||
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person’s votes affected |
|||||
| 06/10/2016 | Mr J & L Peterson S/F A/C> | Convertible Loan | $30,000.00 | 1,500,000 | 1,500,000 | |||||
| various | Mr J & L Peterson S/F A/C> | various on Market Purchase |
$17,181.51 | 1,000,000 | 1,000,000 | |||||
| various | Mr J & L Peterson S/F A/C> | various on Market Sales |
($90,600.93) | (3,475,001) | (3,475,001) | |||||
| various | Celtic Capital Pte Ltd |
various on Market Purchase |
$6,300.00 | 350,000 | 350,000 | |||||
| 06/10/2016 | Celtic Capital Pty Ltd |
Convertible Loan | $30,000.00 | 1,500,000 | 1,500,000 | |||||
| 06/10/2016 | Celtic Capital Pty Ltd |
On Market Sales | ($31,000.00) | (1,000,000) | (1,000,000) |
4. Present relevant interest Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|
| Mr J & L Peterson S/F A/C> | Mr J & L Peterson S/F A/C> | Mr J & L Peterson S/F A/C> | Direct | 3,400,000 | 3,400,000 |
| Celtic Capital Pty Ltd |
Celtic Capital Pty Ltd > |
Celtic Capital Pty Ltd |
Direct | 6,149,279 | 6,149,279 |
| Celtic Capital Pte Ltd |
Celtic Capital Pte Ltd |
Celtic Capital Pte Ltd |
Direct | 2,350,000 | 2,350,000 |
6. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| Mr J & L Peterson | Trustee |
| Celtic Capital Pty Ltd | Director |
| Celtic Capital Pte Ltd | Director |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mr J & L Peterson | C/O PO Box Z5467, St Georges Tce, Perth WA 6831 |
| Celtic Capital Pty Ltd | C/O PO Box Z5467, St Georges Tce, Perth WA 6831 |
| Celtic Capital Pte Ltd | C/O PO Box Z5467, St Georges Tce, Perth WA 6831 |
Signature
| print name | Mr Jason Peterson | capacity | Director | & | Trustee | ||
|---|---|---|---|---|---|---|---|
| sign here | date | 25 | / | 10 | / | 2016 |
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