NORTHERN TRUST CORP — Director's Dealing 2021

Aug 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHERN TRUST CORP (NTRS)
CIK: 0000073124
Period of Report: 2021-08-11

Reporting Person: St Clair Joyce (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-11	Common Stock	M	23739	$70.21	Acquired	40153	Direct
2021-08-11	Common Stock	M	26132	$88.06	Acquired	66285	Direct
2021-08-11	Common Stock	S	49871	$116	Disposed	16414	Direct
2021-08-11	Common Stock	G	3192	—	Disposed	41047	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-11	Employee Stock Option (right-to-buy)	$70.21	M	23739	Disposed	2025-02-17	Common Stock (23739.0)	Direct
2021-08-11	Employee Stock Option (right-to-buy)	$88.06	M	26132	Disposed	2027-02-21	Common Stock (26132.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5097.45	Indirect

Footnotes

F1: Includes 16,414 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2: This option became exercisable in four equal annual installments beginning on February 17, 2016.

F3: This option became exercisable in four equal annual installments beginning on February 21, 2018.