NORTHERN TRUST CORP — Director's Dealing 2021

Oct 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHERN TRUST CORP (NTRS)
CIK: 0000073124
Period of Report: 2021-10-01

Reporting Person: CROWN SUSAN (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-01	Common Stock Units	A	43.5	$109.23	Acquired	29059.83	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	18400	Direct
Common Stock	4000	Indirect
Common Stock	339696	Indirect

Footnotes

F1: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

F2: Owned by various trusts of which the children of the Reporting Person are the beneficiaries.

F3: Owned by a limited liability company, HCNI II LLC, of which trusts for the benefit of the Reporting Person and the children of the Reporting Person are members.