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NORTHERN TRUST CORP Director's Dealing 2021

Nov 5, 2021

10529_dirs_2021-11-05_4060f2f8-d41d-4a80-8403-07ce20633109.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHERN TRUST CORP (NTRS)
CIK: 0000073124
Period of Report: 2021-11-03

Reporting Person: St Clair Joyce (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-03 Common Stock S 9395 $125 Disposed 31652 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 16414 Direct
Common Stock 5101.89 Indirect

Footnotes

F1: Price reflects the weighted average sales price from $125.00 to $125.03. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.