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NORTHERN TRUST CORP — Director's Dealing 2021
Dec 7, 2021
10529_dirs_2021-12-07_7457cf85-1e2f-4c94-a8da-80bb13c98c12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHERN TRUST CORP (NTRS)
CIK: 0000073124
Period of Report: 2021-12-03
Reporting Person: FRADKIN STEVEN L (President/Wealth Management)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-03 | Common Stock | F | 379 | $117.38 | Disposed | 40962 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 131435 | Indirect |
| Common Stock | 34422 | Indirect |
| Common Stock | 0 | Indirect |
| Common Stock | 1762 | Indirect |
| Common Stock | 1762 | Indirect |
| Common Stock | 10959.13 | Indirect |
Footnotes
F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3: Reflects the November 23, 2021 distribution of 11,000 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
F4: The reporting person's spouse is trustee of this trust.