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NORTHERN TRUST CORP — Director's Dealing 2021
Dec 7, 2021
10529_dirs_2021-12-07_23bffc4a-be0a-4ba7-a2cf-5e6cfc2970d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHERN TRUST CORP (NTRS)
CIK: 0000073124
Period of Report: 2021-12-03
Reporting Person: O'Grady Michael (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-03 | Common Stock | F | 2353 | $117.38 | Disposed | 55692 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 106419 | Indirect |
| Common Stock | 30000 | Indirect |
| Common Stock | 10000 | Indirect |
Footnotes
F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3: Reflects the May 17, 2021 distribution of 10,000 shares from the reporting person's 2020 grantor retained annuity trust ("GRAT") to the reporting person's existing trust as an annuity payment in accordance with the terms of the 2020 GRAT instrument.
F4: Reflects the May 17, 2021 transfer of 10,000 shares of the Corporation's common stock into a newly created 2021 GRAT.