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NORTHERN TECHNOLOGIES INTERNATIONAL CORP — Director's Dealing 2012
Sep 4, 2012
34385_dirs_2012-09-04_b6274e1c-8985-47a0-8e7a-24ceddbf9716.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2012-09-01
Reporting Person: CHENU PIERRE (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-01 | Stock Option (right to buy) | $10.25 | A | 2000 | Acquired | 2017-08-31 | Common Stock (2000) | Direct |
| 2012-09-01 | Stock Option (right to buy) | $10.25 | A | 4000 | Acquired | 2017-08-31 | Common Stock (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8000 | Direct |
Footnotes
F1: This option vests with respect to 667 shares on each of September 1, 2013 and September 1, 2014 and with respect to 666 shares on September 1, 2015.
F2: This option vests with respect to 1,333 shares on each of September 1, 2013 and September 1, 2014 and with respect to 1,334 shares on September 1, 2015.
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