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NORTHERN TECHNOLOGIES INTERNATIONAL CORP Director's Dealing 2012

Sep 4, 2012

34385_dirs_2012-09-04_b6274e1c-8985-47a0-8e7a-24ceddbf9716.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2012-09-01

Reporting Person: CHENU PIERRE (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-09-01 Stock Option (right to buy) $10.25 A 2000 Acquired 2017-08-31 Common Stock (2000) Direct
2012-09-01 Stock Option (right to buy) $10.25 A 4000 Acquired 2017-08-31 Common Stock (4000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8000 Direct

Footnotes

F1: This option vests with respect to 667 shares on each of September 1, 2013 and September 1, 2014 and with respect to 666 shares on September 1, 2015.

F2: This option vests with respect to 1,333 shares on each of September 1, 2013 and September 1, 2014 and with respect to 1,334 shares on September 1, 2015.