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NORDSON CORP — Director's Dealing 2021
Jan 7, 2021
30481_dirs_2021-01-07_d747ee01-2e25-46ce-93f8-9f7d8b6660d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2021-01-05
Reporting Person: MERK GREGORY P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-29 | Common Stock | G | 38687 | $196.90 | Disposed | 24451 | Direct |
| 2021-01-05 | Common Stock | F | 145 | $199.29 | Disposed | 22787 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 373 | Indirect |
| Common Stock | 38687 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (7600) | 7600 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (7600) | 7600 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (8300) | 8300 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (13400) | 13400 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (10000) | 10000 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (9000) | 9000 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (8800) | 8800 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (8800) | 8800 | Direct |
| Employee Stock Options (right to buy) | $138.59 | 2030-03-30 | Common Stock (860) | 860 | Direct |
| Employee Stock Options (right to buy) | $201.50 | 2030-11-23 | Common Stock (8150) | 8150 | Direct |
Footnotes
F1: The reporting person gifted 38,687 shares to a family trust, which he is a Trustee, creating a disposition of directly owned shares and an acquisition of indirectly owned shares held by the trust.
F2: Shares withheld to cover withholding taxes due upon settlement of the performance award for period 2018-2020.
F3: The balance has been reduced by 1,519 shares to reflect the adjusted amount from the target opportunity reported on November 22, 2017 to the settlement of the performance award based upon achievement of performance measures for period 2018-2020. The reporting person elected to defer receipt of 20% of such shares, resulting in the accrual to his deferral account of 146 share units. Each share unit is the economic equivalent of one share of Nordson common stock.
F4: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F5: All such options have fully vested.
F6: The options vest in 4 equal annual installments beginning on November 20, 2018.
F7: The options vest in 4 equal annual installments beginning on November 26, 2019.
F8: The options vest in 4 equal annual installments beginning on November 25, 2020.
F9: The options vest in 4 equal annual installments beginning on March 30, 2021.
F10: The options vest in 4 equal annual installments beginning on November 23, 2021.