AI assistant
NORDSON CORP — Director's Dealing 2021
Feb 3, 2021
30481_dirs_2021-02-03_19c2b57b-eb7a-4ad4-9dd1-3eea78526999.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2021-02-01
Reporting Person: KEANE JOHN J (Former EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-01 | Common Stock | F | 222 | $182.58 | Disposed | 53214 | Direct |
| 2021-02-01 | Common Stock | F | 397 | $182.58 | Disposed | 52817 | Direct |
| 2021-02-01 | Common Stock | F | 236 | $182.58 | Disposed | 52581 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 916 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (14000) | 14000 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (12500) | 12500 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (11700) | 11700 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (11900) | 11900 | Direct |
| Employee Stock Options (right to buy) | $201.50 | 2030-11-23 | Common Stock (4400) | 4400 | Direct |
Footnotes
F1: On November 26, 2018, the Company awarded 1,500 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan.
Two-thirds of the restricted shares vested on November 30, 2019 and 2020. Mr. Keane retired from the Company effective February 1, 2021 and upon his retirement the remaining 500 unvested restricted stock immediately lapsed. 222 shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding
taxes.
F2: The total holdings include 24 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.
F3: On November 25, 2019, the Company awarded 1,340 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 30, 2020. Mr. Keane retired from the Company effective February 1, 2021 and upon his retirement the remaining 894 unvested restricted stock immediately lapsed. 397 shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F4: On November 23, 2020, the Company awarded 530 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. Mr. Keane retired from the Company effective February 1, 2021 and upon his retirement the entire 530 unvested restricted stock immediately lapsed. 236 shares were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F5: Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).
F6: All such options have fully vested.
F7: The options vest in 4 equal annual installments beginning on November 20, 2018.
F8: The options vest in 4 equal annual installments beginning on November 26, 2019.
F9: The options vest in 4 equal annual installments beginning on November 25, 2020.
F10: The options vest in 4 equal annual installments beginning on November 23, 2021.