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NORDSON CORP — Director's Dealing 2021
Mar 16, 2021
30481_dirs_2021-03-16_73bd920f-6896-49d2-9850-c85aee74ce15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2021-03-12
Reporting Person: PEET SHELLY (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Common Stock | S | 1191 | $200.27 | Disposed | 27693 | Direct |
| 2021-03-15 | Common Stock | M | 9100 | $70.91 | Acquired | 36793 | Direct |
| 2021-03-15 | Common Stock | S | 9100 | $206.87 | Disposed | 27693 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-15 | Employee Stock Options (right to buy) | $70.91 | M | 9100 | Disposed | 2025-11-23 | Common Stock (9100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (6600) | 6600 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (6500) | 6500 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (6100) | 6100 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (6175) | 6175 | Direct |
| Employee Stock Options (right to buy) | $201.50 | 2030-11-23 | Common Stock (5200) | 5200 | Direct |
Footnotes
F1: The total holdings include 57 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.
F2: Exercise of reporting person's stock options that would otherwise expire November 23, 2025, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
F3: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $206.21 to $208.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
F4: All such options have fully vested.
F5: The options vest in 4 equal annual installments beginning on November 20, 2018.
F6: The options vest in 4 equal annual installments beginning on November 26, 2019.
F7: The options vest in 4 equal annual installments beginning on November 25, 2020.
F8: The options vest in 4 equal annual installments beginning on November 23, 2021.