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NORDSON CORP — Director's Dealing 2021
Jul 1, 2021
30481_dirs_2021-07-01_9a746bae-45c9-4f2e-bcdf-71614fc4c559.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2021-06-29
Reporting Person: MERK GREGORY P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-29 | Common Stock | S | 1200 | $221.39 | Disposed | 19634 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 372 | Indirect |
| Common Stock | 38831 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (7600) | 7600 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (7600) | 7600 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (8300) | 8300 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (13400) | 13400 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (10000) | 10000 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (9000) | 9000 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (8800) | 8800 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (8800) | 8800 | Direct |
| Employee Stock Options (right to buy) | $138.59 | 2030-03-30 | Common Stock (860) | 860 | Direct |
| Employee Stock Options (right to buy) | $201.50 | 2030-11-23 | Common Stock (8150) | 8150 | Direct |
Footnotes
F1: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $221.36 to $221.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
F2: The total holdings include 10 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.
F3: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F4: The total holdings include 68 shares accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan
F5: Represents the number of shares attributable to a family trust of the reporting person, which he is a Trustee.
F6: All such options have fully vested.
F7: The options vest in 4 equal annual installments beginning on November 20, 2018.
F8: The options vest in 4 equal annual installments beginning on November 26, 2019.
F9: The options vest in 4 equal annual installments beginning on November 25, 2020.
F10: The options vest in 4 equal annual installments beginning on March 30, 2021.
F11: The options vest in 4 equal annual installments beginning on November 23, 2021.