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NORDSON CORP — Director's Dealing 2021
Sep 3, 2021
30481_dirs_2021-09-03_9456989b-3d32-4601-bbd5-9b25064253a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2021-09-01
Reporting Person: Pembroke Jeffrey A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock | M | 2000 | $79.66 | Acquired | 17507 | Direct |
| 2021-09-01 | Common Stock | S | 2000 | $240.95 | Disposed | 15507 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Employee Stock Options (right to buy) | $79.66 | M | 2000 | Disposed | 2024-11-24 | Common Stock (3800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 145 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (0) | 3200 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (6500) | 6500 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (8400) | 8400 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (8300) | 8300 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (8800) | 8800 | Direct |
| Employee Stock Options (right to buy) | $138.59 | 2030-03-30 | Common Stock (860) | 860 | Direct |
| Employee Stock Options (right to buy) | $201.50 | 2030-11-23 | Common Stock (8150) | 8150 | Direct |
Footnotes
F1: Exercise of reporting person's stock options that would otherwise expire November 24, 2024, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
F2: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F3: All such options have fully vested.
F4: The options vest in 4 equal annual installments beginning on November 20, 2018.
F5: The options vest in 4 equal annual installments beginning on November 26, 2019.
F6: The options vest in 4 equal annual installments beginning on November 25, 2020.
F7: The options vest in 4 equal annual installments beginning on March 30, 2021.
F8: The options vest in 4 equal annual installments beginning on November 23, 2021.