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NORDSON CORP — Director's Dealing 2021
Dec 2, 2021
30481_dirs_2021-12-02_f97dc2df-89e9-4212-82a6-663c6a680f54.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2021-11-30
Reporting Person: Pembroke Jeffrey A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-30 | Common Stock | F | 152 | $254.19 | Disposed | 16104 | Direct |
| 2021-11-30 | Common Stock | F | 151 | $254.19 | Disposed | 15953 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 143 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (1800) | 1800 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (3200) | 3200 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (6500) | 6500 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (8400) | 8400 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (8300) | 8300 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (8800) | 8800 | Direct |
| Employee Stock Options (right to buy) | $138.59 | 2030-03-30 | Common Stock (860) | 860 | Direct |
| Employee Stock Options (right to buy) | $201.50 | 2030-11-23 | Common Stock (8150) | 8150 | Direct |
| Employee Stock Options (right to buy) | $267.51 | 2031-11-22 | Common Stock (7231) | 7231 | Direct |
Footnotes
F1: On November 26, 2018, the Company awarded 1,000 restricted shares under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vest on each November 30, 2019, 2020, and 2021. 152 of the 334 shares that vested November 30, 2021 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2: On November 25, 2019, the Company awarded 1,000 restricted shares under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vest on each November 30, 2020, 2021, and 2022. 151 of the 333 shares that vested November 30, 2021 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F3: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F4: All such options have fully vested.
F5: The options vest in 4 equal annual installments beginning on November 26, 2019.
F6: The options vest in 4 equal annual installments beginning on November 25, 2020.
F7: The options vest in 4 equal annual installments beginning on March 30, 2021.
F8: The options vest in 4 equal annual installments beginning on November 23, 2021.
F9: The options vest in 4 equal annual installments beginning on November 22, 2022.