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NORDSON CORP — Director's Dealing 2020
Jan 7, 2020
30481_dirs_2020-01-07_0bed7ea8-5f57-4059-8e74-9673d76698c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2020-01-03
Reporting Person: Lovass Stephen (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-03 | Common Stock | A | 1454 | $0.00 | Acquired | 7516 | Direct |
| 2020-01-03 | Common Stock | F | 468 | $164.06 | Disposed | 7048 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 180 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (4880) | 4880 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (5000) | 5000 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (5000) | 5000 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (5640) | 5640 | Direct |
Footnotes
F1: Shares issued in connection with settlement of performance award based upon achievement of performance measures for period 2017-2019.
F2: The total holdings include an adjustment of 254 shares, which is the difference between the 1,200 performance shares awarded at target and reported on November 28, 2016 and the 1,454 shares earned as reported herein. Due to the fact that Nordson reports performance share at target upon award, making this adjustment upon reporting person's first reporting of performance settlement since becoming an insider is necessary to reflect the current number of common shares directly owned by the reporting person.
F3: Shares withheld to cover withholding taxes due upon settlement of the performance award for period 2017-2019.
F4: The options vest in 4 equal annual installments beginning on November 20, 2018.
F5: The options vest in 4 equal annual installments beginning on November 21, 2017.
F6: The options vest in 4 equal annual installments beginning on November 26, 2019.
F7: The options vest in 4 equal annual installments beginning on November 25, 2020.