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NORDSON CORP — Director's Dealing 2019
Nov 27, 2019
30481_dirs_2019-11-27_4a6f0dbe-e003-41d9-8553-08ac8abd9d2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2019-11-25
Reporting Person: Beredo Gina A. (Exec. VP, Gen. Counsel & Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-25 | Common Stock | A | 700 | $165.21 | Acquired | 6208 | Direct |
| 2019-11-25 | Common Stock | A | 1390 | $165.21 | Acquired | 7598 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-25 | Employee Stock Options (right to buy) | $165.21 | A | 6175 | Acquired | 2029-11-25 | Common Stock (6175) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 283 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (0) | 600 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (1400) | 1400 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (2100) | 2100 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (1900) | 1900 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (4400) | 4400 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (5100) | 5100 | Direct |
Footnotes
F1: On November 25, 2019, the Company awarded 700 restricted stock under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan. Such shares will fully vest on November 30, 2022, unless, with certain exceptions, the reporting person ceases to be an employee prior to the vesting date.
F2: On November 25, 2019, the Company awarded 1,390 performance shares under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan, which represents the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets settle in January 2023. The actual number of shares earned is subject to adjustment based on actual performance.
F3: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F4: All such options have fully vested.
F5: The options vest in 4 equal annual installments beginning on November 21, 2017.
F6: The options vest in 4 equal annual installments beginning on November 20, 2018.
F7: The options vest in 4 equal annual installments beginning on November 26, 2019.
F8: On November 25, 2019, the Company awarded 6,175 stock options under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2020. The vested portions of such options will become exercisable upon vesting.