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NORDSON CORP — Director's Dealing 2016
May 31, 2016
30481_dirs_2016-05-31_57fdbc08-769e-49f7-b010-44f37cc5d16e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2016-05-26
Reporting Person: BLOOMFIELD DOUGLAS C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-26 | Common Stock | S | 5674 | $87.12 | Disposed | 45357 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3241 | Indirect |
| Common Stock | 223 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $43.32 | 2020-12-07 | Common Stock (9400) | 9400 | Direct |
| Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | Common Stock (10000) | 10000 | Direct |
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (7600) | 7600 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (7300) | 7300 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (7900) | 7900 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (11700) | 11700 | Direct |
Footnotes
F1: Includes 270 shares acquired through participation in the Company's Dividend Reinvestment Plan. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2: Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
F3: Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
F4: All such options have fully vested.
F5: On November 28, 2012, the Company awarded 7,600 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 28, 2013. The vested portions of such options will become exercisable upon vesting.
F6: On November 25, 2013, the Company awarded 7,300 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
F7: On November 24, 2014, the Company awarded 7,900 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
F8: On November 23, 2015, the Company awarded 11,700 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.