Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NORDSON CORP Director's Dealing 2016

Aug 26, 2016

30481_dirs_2016-08-26_d7ac6914-8966-4eb4-a7fa-abbdd0920364.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2016-08-25

Reporting Person: PEET SHELLY (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-25 Common Stock M 2800 $14.37 Acquired 36939 Direct
2016-08-25 Common Stock S 2800 $99.69 Disposed 34139 Direct
2016-08-25 Common Stock M 2600 $27.26 Acquired 36739 Direct
2016-08-25 Common Stock S 2600 $99.71 Disposed 34215 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-25 Employee Stock Options (right to buy) $14.37 M 2800 Disposed 2018-12-04 Common Stock (2800) Direct
2016-08-25 Employee Stock Options (right to buy) $27.26 M 2600 Disposed 2019-12-03 Common Stock (2600) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5 Indirect
Common Stock 1434 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options (right to buy) $43.32 2020-12-07 Common Stock (5600) 5600 Direct
Employee Stock Options (right to buy) $43.73 2021-11-28 Common Stock (6000) 6000 Direct
Employee Stock Options (right to buy) $61.59 2022-11-28 Common Stock (5000) 5000 Direct
Employee Stock Options (right to buy) $71.75 2023-11-25 Common Stock (5200) 5200 Direct
Employee Stock Options (right to buy) $79.66 2024-11-24 Common Stock (5800) 5800 Direct
Employee Stock Options (right to buy) $70.91 2025-11-23 Common Stock (9100) 9100 Direct

Footnotes

F1: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $99.64 to $99.71. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

F2: Exercise of reporting person's stock options that would otherwise expire December 4, 2018 of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F3: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $99.68 to $99.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

F4: Exercise of reporting person's stock options that would otherwise expire December 3, 2019, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. The holdings include 76 shares acquired through dividend payments and are net of shares previously withheld or sold to cover withholding taxes.

F5: Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.

F6: Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.

F7: All such options have fully vested.

F8: On November 28, 2012, the Company awarded 11,000 stock options under the Company's Long-Term Performance Plan. The options vest in 4 equal annual installments beginning on November 28, 2013. The vested portions of such options will become exercisable upon vesting.

F9: On November 25, 2013, the Company awarded 5,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.

F10: On November 24, 2014, the Company awarded 12,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.

F11: On November 23, 2015, the Company awarded 17,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.