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NORDSON CORP Director's Dealing 2016

Nov 23, 2016

30481_dirs_2016-11-23_13227bea-facb-4b26-b81b-60ecc85946c8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2016-11-21

Reporting Person: Stockunas Joseph (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-21 Common Stock A 840 Acquired 2653 Direct
2016-11-21 Common Stock A 1680 Acquired 4333 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-21 Employee Stock Options (right to buy) $107.65 A 6500 Acquired 2026-11-21 Common Stock (6500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 275 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options (right to buy) $62.95 2023-03-01 Common Stock (5000) 5000 Direct
Employee Stock Options (right to buy) $71.75 2023-11-25 Common Stock (3200) 3200 Direct
Employee Stock Options (right to buy) $79.66 2024-11-24 Common Stock (3800) 3800 Direct
Employee Stock Options (right to buy) $70.91 2025-11-23 Common Stock (7200) 7200 Direct

Footnotes

F1: On November 21, 2016, the Company awarded 840 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares will vest on each of November 30, 2017, 2018, and 2019.

F2: On November 21, 2016, the Company awarded 1,680 performance shares under the Company's 2012 Stock Incentive and Award Plan, which represent the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets settle in January 2020. The ultimate number of shares earned is subject to adjustment based on actual performance. The holdings are net of shares previously withheld or sold to cover withholding taxes.

F3: Represents the number of shares attributable to the reporting person's participation in the Company Stock Fund of the Nordson Savings Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities

F4: On March 1, 2013, the Company awarded 5,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on March 1, 2014. The vested portions of such options will become exercisable upon vesting.

F5: On November 25, 2013, the Company awarded 3,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.

F6: On November 24, 2014, the Company awarded 3,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.

F7: On November 23, 2015, the Company awarded 7,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.

F8: On November 21, 2016, the Company awarded 6,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting.