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NORDSON CORP — Director's Dealing 2014
May 30, 2014
30481_dirs_2014-05-30_eed266d9-3f6d-42ef-a8ec-3fd758c02c73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2014-05-30
Reporting Person: PUMA MARY G (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-30 | Common Shares | M | 5000 | $18.56 | Acquired | 27052 | Direct |
| 2014-05-30 | Common Shares | M | 5000 | $19.50 | Acquired | 32052 | Direct |
| 2014-05-30 | Common Shares | S | 10000 | $82.00 | Disposed | 22052 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-30 | Restricted Share Units | $ | J | 7 | Acquired | Common Shares (7) | Direct | |
| 2014-05-30 | Share Equivalent Units | $ | J | 12 | Acquired | Common Shares (12) | Direct | |
| 2014-05-30 | Employee Stock Option (right to buy) | $18.56 | M | 5000 | Disposed | 2014-11-08 | Common Shares (5000) | Direct |
| 2014-05-30 | Employee Stock Option (right to buy) | $19.50 | M | 5000 | Disposed | 2015-11-14 | Common Shares (5000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $81.91 to $82.11
F2: The price reported above reflects the weighted average sale price. The reporting person will provide upon request to the SEC staff, Nordson Corporation or a shareholder of Nordson Corporation full information regarding the number of shares and prices at which each transaction was effected.
F3: Pursuant to the 2012 Stock Incentive and Award Plan, restricted share units ("RSUs") vest one year after the grant date. Under the Directors Deferred Compensation Sub-Plan, if receipt of shares upon vesting was deferred, RSUs convert to an equal number of share equivalent units. If receipt of shares upon vesting was not deferred, RSUs convert to unrestricted Nordson Common shares on a one-for-one basis.
F4: Restricted share units acquired through dividend unit accruals pursuant to the 2012 Stock Incentive and Award Plan.
F5: Share equivalent units accrued through Nordson's Directors' Deferred Compensation Sub-Plan. At time of distribution, share equivalent units convert to common shares on a one-for-one basis. Distribution is not permissible until participant ceases to be a director.
F6: Share equivalent units acquired through dividend payments.