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NOODLES & Co — Director's Dealing 2021
May 5, 2021
34809_dirs_2021-05-04_5d48be27-ee56-46fe-aaf3-356d64584c45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2021-04-30
Reporting Person: Lockhart Kathryn Rae (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Class A Common Stock | M | 2500 | $5.80 | Acquired | 40697 | Direct |
| 2021-04-30 | Class A Common Stock | S | 2500 | $12 | Disposed | 38197 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Class A Common Stock | $5.8 | M | 2500 | Acquired | 2028-01-16 | Class A Common Stock (2500.0) | Direct |
Footnotes
F1: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended
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