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NOODLES & Co — Director's Dealing 2018
May 16, 2018
34809_dirs_2018-05-16_c6c64fa7-9d4b-49ee-9f11-56f28d12ffcf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2018-05-15
Reporting Person: DAGGETT SUSAN (Interim Chief Financial Office)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-15 | Class A Common Stock | S | 3200 | $9.66 | Disposed | 23800 | Direct |
| 2018-05-15 | Class A Common Stock | S | 1800 | $9.65 | Disposed | 22000 | Direct |
| 2018-05-15 | Class A Common Stock | M | 2500 | $7.04 | Acquired | 24500 | Direct |
| 2018-05-15 | Class A Common Stock | S | 2500 | $9.43 | Disposed | 22000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-15 | Stock Option (Right to Buy) | $7.04 | M | 2500 | Disposed | 2026-08-12 | Class A Common Stock (2500.0) | Direct |
Footnotes
F1: These options, originally representing the right to buy 10,000 shares of Class A Common Stock, vest in 4 equal annual installments beginning 8/12/2017
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