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NOODLES & Co — Director's Dealing 2018
Jul 4, 2018
34809_dirs_2018-07-03_a0f0e836-ba71-422d-ac9a-676695f72dfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2018-06-29
Reporting Person: Hermann Charles (Chief Brand Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-29 | Class A Common Stock | A | 8130 | — | Acquired | 43130 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-29 | Stock Option (Right to Buy) | $12.3 | A | 14419 | Acquired | 2028-06-29 | Class A Common Stock (14419.0) | Direct |
| 2018-06-29 | Restricted Stock Units | $ | A | 7518 | Acquired | Class A Common Stock (7518.0) | Direct |
Footnotes
F1: Award of Restricted Stock Units ("RSUs") received on June 29th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 29th, 2019.
F2: These options vest in four equal annual installments beginning on June 29th, 2019.
F3: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period").