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NOODLES & Co — Director's Dealing 2018
Oct 19, 2018
34809_dirs_2018-10-18_83dba152-2ed1-4b38-bf0f-b2db5413ec75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2018-10-16
Reporting Person: Heidman Melissa (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-16 | Class A Common Stock | M | 5924 | $8.67 | Acquired | 31019 | Direct |
| 2018-10-16 | Class A Common Stock | S | 5924 | $13 | Disposed | 25095 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-16 | Stock Option (Right to Buy) | $8.67 | M | 5924 | Disposed | 2021-09-07 | Class A Common Stock (5924.0) | Direct |
Footnotes
F1: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended
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