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NOODLES & Co — Director's Dealing 2018
Nov 29, 2018
34809_dirs_2018-11-29_b89b608a-2716-42e7-8657-2c4cc72ccdfa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2018-11-29
Reporting Person: Catterton-Noodles, LLC (10% Owner)
Reporting Person: CP6 Management, L.L.C. (10% Owner)
Reporting Person: Dahnke Scott Arnold (Director, 10% Owner)
Reporting Person: Chu James Michael (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-29 | Class A Common Stock | S | 1858387 | $8.90 | Disposed | 8173858 | Direct |
Footnotes
F1: The securities reported on this Form 4 are held of record by Catterton-Noodles, LLC ("Catterton Noodles"). CP6 Management, L.L.C. ("CP^") is the manager of Catterton Noodles. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6.
F2: Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles, LLC: 10% Owner; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner and Director; Chu, James Michael: 10% Owner.