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NOODLES & Co — Director's Dealing 2014
Mar 6, 2014
34809_dirs_2014-03-05_aae1bbf9-873e-4a01-85c4-c06f1b8c809f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2014-03-03
Reporting Person: PUBLIC SECTOR PENSION INVESTMENT BOARD (10% Owner)
Reporting Person: Argentia Private Investments Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-03 | Class A Common Stock | C | 4770542 | — | Acquired | 6742212 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-03 | Class B Common Stock | $ | C | 4770542 | Disposed | Class A Common Stock (4770542) | Indirect |
Footnotes
F1: Not applicable.
F2: Shares are owned directly by Argentia Private Investments Inc., which is a wholly owned subsidiary of Public Sector Pension Investment Board ("PSPIB"). PSPIB is an indirect beneficial owner of the reported securities.
F3: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
F4: The Class B Common Stock has no expiration date and is convertible at any time at the election of the holder on a share-for-share basis into Class A Common Stock.