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NOODLES & Co — Director's Dealing 2014
Dec 2, 2014
34809_dirs_2014-12-02_83e11aee-be49-4e43-bb78-6b8f03527d0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2014-12-02
Reporting Person: Lockhart Kathryn Rae (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-02 | Class A Common Stock | M | 4500 | $8.67 | Acquired | 4750 | Direct |
| 2014-12-02 | Class A Common Stock | S | 4500 | $24.77 | Disposed | 250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-02 | Stock Option (Right to Buy) | $8.67 | M | 4500 | Disposed | 2020-12-27 | Class A Common Stock (4500.0) | Direct |
Footnotes
F1: All of these Stock Options are exercisable.
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