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NOODLES & Co — Director's Dealing 2013
Jul 4, 2013
34809_dirs_2013-07-03_512bde50-af17-4a36-90d8-500c1dd567c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2013-07-02
Reporting Person: Lockhart Kathryn Rae (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-02 | Common Stock | P | 1470 | $18.00 | Acquired | 5874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-02 | Stock Option (Right to Buy) | $18.00 | A | 1961 | Acquired | 2023-06-10 | Common Stock (1961) | Direct |
Footnotes
F1: These shares were purchased through a Directed Share Program in connection with the Company's Initial Public Offering
F2: These options vest 25% per year beginning 06/10/2014
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