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NOODLES & Co — Director's Dealing 2013
Dec 13, 2013
34809_dirs_2013-12-12_85312979-fe39-4668-8877-3161229738e1.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2013-06-27
Reporting Person: Catterton-Noodles, LLC (10% Owner)
Reporting Person: CP6 Management, L.L.C. (10% Owner)
Reporting Person: Dahnke Scott Arnold (Director, 10% Owner)
Reporting Person: Chu James Michael (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 10501400 | Direct |
Footnotes
F1: The purpose of this amendment is to add J. Michael Chu as a reporting person and to revise footnote (1) to reflect such addition. The line item does not reflect a new or revised transaction or holding, but is being reported again to gain access to the EDGAR filing system. The corrected footnote is as follows: (1) Represents shares of the Issuer held by Catterton-Noodles, LLC. CP6 Management, L.L.C. is the manager of Catterton-Noodles, LLC. Each of J. Michael Chu and Scott A. Dahnke is a Managing Member of CP6 Management, L.L.C. By virtue of these relationships, CP6 Management, L.L.C., Mr. Chu and Mr. Dahnke may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by Catterton-Noodles, LLC. Each of CP6 Management, L.L.C, J. Michael Chu and Mr. Dahnke expressly disclaims beneficial ownership of such securities, except to the extent of his or its pecuniary interest therein.