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NOODLES & Co — Director's Dealing 2013
Dec 13, 2013
34809_dirs_2013-12-12_a82da4a0-df1d-4b94-a8a6-668210b78409.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2013-12-11
Reporting Person: Catterton-Noodles, LLC (10% Owner)
Reporting Person: CP6 Management, L.L.C. (10% Owner)
Reporting Person: Dahnke Scott Arnold (Director, 10% Owner)
Reporting Person: Chu James Michael (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-11 | Class A Common Stock | S | 2145264 | $37.92 | Disposed | 8356136 | Direct |
Footnotes
F1: Represents shares of the Issuer held by Catterton-Noodles, LLC. CP6 Management, L.L.C. is the manager of Catterton-Noodles, LLC. J. Michael Chu and Scott A. Dahnke are each a Managing Member of CP6 Management, L.L.C. By virtue of these relationships, each of CP6 Management, L.L.C. and Messrs. Chu and Dahnke may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by the Catterton-Noodles, LLC. Each of CP6 Management, L.L.C. and Messrs. Chu and Dahnke expressly disclaims beneficial ownership of such securities, except to the extent of his or its pecuniary interest therein.