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NN INC — Director's Dealing 2017
Jan 27, 2017
34157_dirs_2017-01-27_0161da3d-2cfd-4b57-8a1d-b840b789006d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NN INC (NNBR)
CIK: 0000918541
Period of Report: 2017-01-25
Reporting Person: WARSHAW STEVEN T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-25 | Common Stock | M | 7500 | $12.12 | Acquired | 60100 | Direct |
| 2017-01-25 | Common Stock | S | 7500 | $20.01 | Disposed | 52600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-25 | Stock Options (Right to Buy) | $12.12 | M | 7500 | Disposed | 2017-05-25 | Common Stock (7500) | Direct |
Footnotes
F1: Corresponds to option exercise price.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2016.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.30, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.