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Nilfisk Holding Major Shareholding Notification 2021
3408_rns_2021-03-16_9ac010e1-d208-4e89-931a-08b10f18e97d.pdf
Major Shareholding Notification
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Updated 01.04.2019
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be uploaded at http://oasm.finanstilsynet.dk)
The boxes in sections (1-6) and section (8) in the standard form must always be filled out.
Then, please fill out the sections in the standard form for the relevant type of financial instrument.
- For notification regarding shares go to section (7.1) in the standard form.
- For notification regarding financial instruments in accordance with section 39(2)(1) of the Capital Markets Act, go to section (7.2) in the standard form.
- For notification regarding financial instruments in accordance with section 39(2)(2) of the Capital Markets Act, go to section (7.3) in the standard form.
In case of proxy voting, fill out section (9) in the standard form.
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Identity of the issuer: Nilfisk Holding A/S (LEI: 529900FSU45YYVLKB451)
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Reason for the notification (please tick the appropriate box or boxes):
☐ An acquisition or disposal of voting rights or share capital
☑ An acquisition or disposal of financial instruments
☐ An event changing the breakdown of voting rights or share capital
☐ Other (please specify)⁸:
- Details of person subject to the notification obligation⁹:
| Name: UBS Group AG | Address: Bahnhofstrasse 45, 8001 Zurich, Switzerland |
|---|---|
| National ID-number⁹: CHE-395.345.924 | Email address: [email protected] |
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Full name of shareholder (if different from 3.): UBS AG
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Date on which the threshold was crossed or reached⁹: 08.03.2021
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| 6. Total positions of the person subject to the notification obligation: | |||
|---|---|---|---|
| Voting rights: | |||
| Voting rights attached to shares in % (total of 7.1.A) | Voting rights through financial instruments in % (total of 7.2.A + 7.3.B) | Total of both in % (7.1.A + 7.2.A + 7.3.A) | |
| Resulting situation on the date on which threshold was crossed or reached | 0.05% | 5.03% | 5.08% |
| Position of previous notification (if applicable) | 0.06% | 4.46% | 4.52% |
| Share capital: | |||
| Share capital attached to shares in % (total of 7.1.B) | Share capital through financial instruments in % (total of 7.2.B + 7.3.B) | Total of both in % (7.1.B + 7.2.B + 7.3.B) | |
| Resulting situation on the date on which threshold was crossed or reached | 0.05% | 5.03% | 5.08% |
| Position of previous notification (if applicable) | 0.06% | 4.46% | 4.52% |
| 6.A Information on the issuer | |||
| --- | --- | ||
| Total number of voting rights of issuervii | 27'126'369 | ||
| Total share capital in issuervi | 27'126'369 |
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7.1 Shares according to section 38 of the Capital Markets Act
7.1.A: Voting rights attached to shares
| ISIN code | Number of voting rights | % of voting rights | ||
|---|---|---|---|---|
| Voting rights which the person subject to the notification obligation holds directly or indirectly^{viii} (Sect. 38(1) of the Capital Markets Act) | Voting rights which the person subject to the notification obligation is entitled to acquire, dispose of or exercise (Sect. 38(2) of the Capital Markets Act) | Voting rights which the person subject to the notification obligation holds directly or indirectly^{viii} (Sect. 38(1) of the Capital Markets Act) | Voting rights which the person subject to the notification obligation is entitled to acquire, dispose of or exercise (Sect. 38(2) of the Capital Markets Act) | |
| DK0060907293 | 14'505 | 0.05% | ||
| SUBTOTAL 7.1.A | 14'505 | 0.05% |
7.1.B: Share capital attached to shares
| ISIN code | Number of shares^{viii} (Sect. 38(1) of the Capital Markets Act) | % of shares (Sect. 38(1) of the Capital Markets Act) |
|---|---|---|
| DK0060907293 | 14'505 | 0.05% |
| SUBTOTAL 7.1.B | 14'505 | 0.05% |
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7.2 Financial instruments according to section 39(2)(1) of the Capital Markets Act
7.2.A: Voting rights attached to financial instruments according to section 39(2)(1) of the Capital Markets Act
| Type of financial instrument | Expiration date^{1a} | Exercise/conversion period^{a} | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
|---|---|---|---|---|
| Right to substitu | At any time | 2'903 | 0.01% | |
| Rights of use ov | At any time | 1'356'581 | 5.00% | |
| SUBTOTAL 7.2.A | 1'359'483 | 5.01% |
7.2.B: Share capital attached to financial instruments according to section 39(2)(1) of the Capital Markets Act
| Type of financial instrument | Expiration date^{1a} | Exercise/conversion period^{a} | Number of shares that may be acquired if the instrument is exercised/converted | % of share capital |
|---|---|---|---|---|
| Right to substitu | At any time | 2'903 | 0.01% | |
| Rights of Use ov | At any time | 1'356'581 | 5.00% | |
| SUBTOTAL 7.2.B | 1'359'483 | 5.01% |
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| 7.3 Financial Instruments with similar economic effect acc. to sect. 39(2)(2) of the Capital Markets Act | |||||
|---|---|---|---|---|---|
| 7.3.A: Voting rights attached to financial instruments according to section 39(2)(2) of the Capital Markets Act | |||||
| Type of financial instrument | Expiration date^{1x} | Exercise/conversion period^{x} | Physical or cash settlement^{xi} | Number of voting rights | % of voting rights |
| Swaps on Basket | 11.08.2022 - | Cash | 5'214 | 0.02% | |
| SUBTOTAL 7.3.A | 5'214 | 0.02% | |||
| 7.3.B: Share capital attached to financial instruments according to section 39(2)(2) of the Capital Markets Act | |||||
| Type of financial instrument | Expiration date^{1x} | Exercise/conversion period^{x} | Physical or cash settlement^{xi} | Number of shares | % of share capital |
| Swaps on Basket | 11.08.2022 - | Cash | 5'214 | 0.02% | |
| SUBTOTAL 7.3.B | 5'214 | 0.02% |
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| 8. Chain of controlled undertakings (please tick the appropriate box): | ||
|---|---|---|
| ☐ The person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any undertaking(s) with holdings in the (underlying) issuer. | ||
| ☑ Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity: | ||
| Name^{xiv} | Total voting rights if more than 5% | Total share capital if more than 5% |
| UBS Group AG | ||
| UBS AG | ||
| UBS Group AG | ||
| UBS AG | ||
| UBS Asset Management AG | ||
| UBS Asset Management Holding (N) | ||
| UBS Asset Management Holding Ltd | ||
| UBS Asset Management (UK) Ltd | ||
| UBS Group AG | ||
| UBS AG | ||
| UBS Asset Management AG | ||
| UBS Asset Management Switzerland | ||
| UBS Fund Management (Switzerland) | ||
- In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]
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- Additional information$^{ev}$:
Done at Opfikon on 12.03.2021
Raphael Pammer
Authorized Officer
Florian Naef
Associate Director