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NIKE, Inc. — Director's Dealing 2016
Jul 20, 2016
29865_dirs_2016-07-19_6f4c00c8-047e-4c4d-bb8d-e2d0c3f86035.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NIKE INC (NKE)
CIK: 0000320187
Period of Report: 2016-07-15
Reporting Person: Slusher John F (EVP: GBL SPORTS MKTG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-15 | Class B Common Stock | A | 9505.0 | $0.0 | Acquired | 172609 | Direct |
| 2016-07-17 | Class B Common Stock | F | 1657.0 | $57.87 | Disposed | 170952 | Direct |
| 2016-07-18 | Class B Common Stock | F | 2410.0 | $57.74 | Disposed | 168542 | Direct |
| 2016-07-19 | Class B Common Stock | F | 2681.0 | $57.76 | Disposed | 165861 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-15 | Non-Qualified Stock Option (right to buy) | $57.87 | A | 65000.0 | Acquired | 2026-07-15 | Class B Common Stock (65000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 9928 | Indirect |
| Class B Common Stock | 2688 | Indirect |
| Class B Common Stock | 6400 | Indirect |
Footnotes
F1: Restricted shares granted under the NIKE, Inc. Stock Incentive Plan. The restrictions lapse with respect to one-third of the shares on each of the first three anniversaries of the grant date; and upon any termination of employment, any shares as to which the restrictions have not expired shall be forfeited to NIKE for cancellation and become authorized but un-issued shares.
F2: Shares withheld by the Company to satisfy tax withholding obligations upon vesting of restricted shares; not an open market transaction.
F3: Shares held in account under NIKE, Inc. Employee Stock Purchase Plan.
F4: Shares held in account under the NIKE, Inc. 401(k) and Profit Sharing Plan.
F5: John F. Slusher, Trustee of Jennifer Nadia Slusher Trust
F6: Stock Option granted on 07/15/2016 and becomes exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant.