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NEXTERA ENERGY INC — Director's Dealing 2017
May 19, 2017
29810_dirs_2017-05-19_575519f1-0295-42dc-afbe-637b69a45374.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEXTERA ENERGY INC (NEE)
CIK: 0000753308
Period of Report: 2017-05-18
Reporting Person: ROBO JAMES L (Director, Chairman, President & CEO, Director of Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-18 | Common Stock | M | 52320 | $64.69 | Acquired | 382139 | Direct |
| 2017-05-18 | Common Stock | S | 37700 | $136.167 | Disposed | 344439 | Direct |
| 2017-05-18 | Common Stock | S | 14620 | $137.274 | Disposed | 329819 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-18 | Employee Stock Option (Right to Buy) | $64.69 | M | 52320 | Disposed | 2018-02-15 | Common Stock (52320) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 76431 | Indirect |
| Common Stock | 3356 | Indirect |
| Common Stock | 73550 | Indirect |
| Common Stock | 69229 | Indirect |
| Common Stock | 4168 | Indirect |
Footnotes
F1: Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2016.
F2: Includes a total of 44,711 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
F3: Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2016.
F4: Weighted average sale price. Reporting person sold 37,700 shares through a trade order executed by a broker-dealer at prices ranging from $135.830 to $136.751 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F5: Weighted average sale price. Reporting person sold 14,620 shares through a trade order executed by a broker-dealer at prices ranging from $137.219 to $137.380 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
F6: Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only.
F7: The option, representing a right to buy 52,320 shares, became exercisable in three substantially equal annual installments beginning on February 15, 2009.