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NextCure, Inc. — Director's Dealing 2019
May 15, 2019
35069_dirs_2019-05-15_de0b1e55-2799-4847-8ad2-6bad6c297529.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NextCure, Inc. (NXTC)
CIK: 0001661059
Period of Report: 2019-05-13
Reporting Person: Sofinnova Venture Partners IX, L.P. (10% Owner)
Reporting Person: Sofinnova Management IX, L.L.C. (10% Owner)
Reporting Person: HEALY JAMES (10% Owner)
Reporting Person: Mehra Anand (10% Owner)
Reporting Person: POWELL MICHAEL (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-13 | Common Stock | C | 278759 | — | Acquired | 278759 | Direct |
| 2019-05-13 | Common Stock | C | 464599 | — | Acquired | 743358 | Direct |
| 2019-05-13 | Common Stock | C | 908785 | — | Acquired | 1652143 | Direct |
| 2019-05-13 | Common Stock | C | 469713 | — | Acquired | 2121856 | Direct |
| 2019-05-13 | Common Stock | P | 400000 | $15 | Acquired | 2521856 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-13 | Series A-1 Preferred Stock | $ | C | 2239500 | Disposed | Common Stock (278759) | Direct | |
| 2019-05-13 | Series A-2 Preferred Stock | $ | C | 3732500 | Disposed | Common Stock (464599) | Direct | |
| 2019-05-13 | Series A-3 Preferred Stock | $ | C | 7301000 | Disposed | Common Stock (908785) | Direct | |
| 2019-05-13 | Series B-1 Preferred Stock | $ | C | 3773585 | Disposed | Common Stock (469713) | Direct |
Footnotes
F1: The reported securities automatically converted into shares of Common Stock on a 1-for-8.0338 basis upon the closing of the Issuer's initial public offering and had no expiration date.
F2: The shares are held directly by Sofinnova Venture Partners IX, L.P. ("SVP IX"). Sofinnova Management IX, L.L.C. ("SM IX") is the general partner of SVP IX and may be deemed to have sole voting, investment and dispositive power with respect to the shares held by SVP IX. Dr. James I. Healy, Michael F. Powell, Ph.D., and Dr. Anand Mehra are the managing members of SM IX and may be deemed to have shared voting, investment and dispositive power with respect to the shares held by SVP IX. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuniary interest therein.