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NEWMONT Corp /DE/ — Director's Dealing 2017
Feb 24, 2017
29882_dirs_2017-02-24_a10cbede-f1a6-4e78-a252-3da1bc737d44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2017-02-22
Reporting Person: Goldberg Gary J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-22 | Common Stock, $1.60 par value | F | 14931 | $36.12 | Disposed | 152162 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 154114 | Indirect |
| Common Stock, $1.60 par value | 519 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,053 stock-settled restricted stock units.
F2: 144,114 of these shares were previously reported as directly beneficially owned but were transferred to a revocable trust for the benefit of the reporting person and his spouse on August 23, 2016.
F3: The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of January 31, 2017, the reporting person held 519 shares or 1,908 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.