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NEWMONT Corp /DE/ — Director's Dealing 2017
Mar 3, 2017
29882_dirs_2017-03-03_d3e886f6-8e06-4a76-a326-b74f501078d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2017-03-01
Reporting Person: Goldberg Gary J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-01 | Common Stock, $1.60 par value | S | 1000 | $33.74 | Disposed | 153114 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 520 | Indirect |
| Common Stock, $1.60 par value | 334730 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016.
F2: The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of February 28, 2017, the reporting person held 520 shares or 1,908 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.