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NEWMONT Corp /DE/ — Director's Dealing 2017
Feb 28, 2017
29882_dirs_2017-02-28_4815c006-6546-48a9-943d-18d47ca580d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2017-02-24
Reporting Person: Kitlen John (VP, Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-24 | Common Stock, $1.60 par value | A | 7506 | — | Acquired | 25879 | Direct |
| 2017-02-24 | Common Stock, $1.60 par value | F | 3481 | $36.425 | Disposed | 22398 | Direct |
| 2017-02-24 | Common Stock, $1.60 par value | F | 862 | $36.425 | Disposed | 21536 | Direct |
| 2017-02-24 | Common Stock, $1.60 par value | F | 567 | $36.425 | Disposed | 20969 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par vaule | 100 | Indirect |
| Common Stock, $1.60 par value | 616 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,506 stock-settled restricted stock units.
F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,849 stock-settled restricted stock units.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,217 stock-settled restricted stock units.
F4: The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of January 31, 2017, the reporting person held 616 shares or 2,267 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.