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NEWMONT Corp /DE/ — Director's Dealing 2017
Apr 27, 2017
29882_dirs_2017-04-27_aeb81f60-412e-4053-a8de-945b99e38461.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2017-04-25
Reporting Person: Kitlen John (VP, Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-25 | Common Stock, $1.60 par value | F | 879 | $32.89 | Disposed | 27193 | Direct |
| 2017-04-26 | Common Stock, $1.60 par value | G | 50 | — | Disposed | 27143 | Direct |
| 2017-04-26 | Common Stock, $1.60 par vaule | G | 50 | — | Acquired | 150 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 618 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,886 stock-settled restricted stock units.
F2: This transaction involved a gift of securities by the reporting person to his daughter, who shares the reporting person's household.
F3: The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of March 31, 2017, the reporting person held 618 shares or 2,267 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.