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NEWMONT Corp /DE/ — Director's Dealing 2016
Jun 7, 2016
29882_dirs_2016-06-07_bdd3f202-bfb3-4417-a2c9-2e64236e3214.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2016-06-01
Reporting Person: Kitlen John (VP, Controller & CAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 19568 | Direct |
| Common Stock, $1.60 par value | 100 | Indirect |
| Common Stock, $1.60 par value | 617 | Indirect |
Footnotes
F1: Includes 19,568 restricted stock units representing a right to receive one share of the Issuer's common stock in accordance with the terms and conditions of the Reporting Person's restricted stock unit agreements. Restricted stock units generally vest in three equal installments beginning on the first anniversary of the date of grant. Restricted stock units held by the Reporting Person will vest as follows: 2,333 units on February 22, 2017; 3,066 units on February 24, 2017; 1,995 units on February 26, 2017; 1,886 units on April 25, 2017; 2,333 units on February 22, 2018; 1,849 units on February 24, 2018; 1,886 units on April 25, 2018; 2,334 units on February 22, 2019; and 1,886 units on April 25, 2019.
F2: The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of June 1, 2016, the reporting person held 617 shares or 2,267 units of Newmont Mining common stock in his 401(k) Plan.