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NEWMONT Corp /DE/ — Director's Dealing 2016
Feb 26, 2016
29882_dirs_2016-02-26_d929ffea-0ab5-49b2-89da-a77c0f3e2afd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEWMONT MINING CORP /DE/ (NEM)
CIK: 0001164727
Period of Report: 2016-02-24
Reporting Person: Robison Chris J (EVP, COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-24 | Common Stock, $1.60 par value | A | 43653 | — | Acquired | 147437 | Direct |
| 2016-02-24 | Common Stock, $1.60 par value | F | 19319 | $25.845 | Disposed | 128118 | Direct |
| 2016-02-24 | Common Stock, $1.60 par value | F | 3867 | $25.845 | Disposed | 124251 | Direct |
| 2016-02-24 | Common Stock, $1.60 par value | F | 6257 | $25.845 | Disposed | 117994 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.60 par value | 375 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 43,653 stock-settled restricted stock units.
F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 12,174 stock-settled restricted stock units.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 19,565 stock-settled restricted stock units.
F4: The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of January 31, 2016, the reporting person held 375 shares or 1,367 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.